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Securities and Futures Commission
Results: 3470

#	Item
121	Microsoft Word - BF IHKI final - Sep 12.doc Add to Reading List Source URL: www.bocgroup.com Language: English - Date: 2014-10-23 23:08:49 Stock market Funds Financial markets UBS Collective investment scheme Investment banking Securities and Futures Commission Specialized investment fund Prospectus Financial economics Investment Finance
122	Proposed Rule: Clearing Agency Standards for Operation and Governance Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-03 12:12:32 Securities LCH.Clearnet Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative Credit default swap Futures contract Depository Trust & Clearing Corporation Commodity Futures Trading Commission Clearing Financial economics Financial system Finance
123	Proposed Rule: Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-14 15:44:40 Stock market Systemic risk Derivative Commodity Futures Trading Commission LCH.Clearnet Dodd–Frank Wall Street Reform and Consumer Protection Act Swap Credit default swap Over-the-counter Financial economics Finance Financial system
124	Final Rule: Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant.” Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-24 10:32:32 Systemic risk Credit default swap United States housing bubble Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Derivative Swap Futures contract U.S. Securities and Exchange Commission Financial economics Finance Financial system
125	COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 4 RIN 3038-AD03 SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 275 and 279 Release No. IA-3308; File No. S7-05-11 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-31 10:39:57 Economics 76th United States Congress Investment Late-2000s financial crisis Systemic risk Hedge fund Investment Advisers Act Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance Commodities market
126	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BOXMay 8, 2015 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-08 13:13:14 Economics Futures contract Option Derivative Market maker Algorithmic trading Market Options Price Reporting Authority Flash trading Financial economics Financial markets Finance
127	Risk Management Supervision of Designated Clearing Entities Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-21 14:00:48 Late-2000s financial crisis Financial regulation Financial markets Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract U.S. Securities and Exchange Commission Financial Stability Oversight Council Derivative Financial economics Systemic risk Economics
128	Proposed Rule; Proposed Interpretation: Registration and Regulation of Security-Based Swap Execution Facilities Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-02 18:35:32 United States securities law Systemic risk Stock market Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative U.S. Securities and Exchange Commission Securities Exchange Act Swap Financial economics Finance Financial system
129	Proposed Rule: Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected with a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed By Personnel Located in a Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-11 17:13:17 Financial system 73rd United States Congress United States Securities and Exchange Commission Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Securities Exchange Act Derivative Securities Act Financial regulation Financial economics United States securities law
130	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CFEApril 6, 2015 Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-06 17:06:32 Finance Options Clearing Corporation Commodity Futures Trading Commission Financial markets Confédération Fiscale Européenne Futures contract Futures exchange Securities Exchange Act Chicago Board Options Exchange Financial economics United States securities law Financial system

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